SanFranRecruiter Since 2001
the smart solution for San Francisco jobs

Compliance Consultant 4

Company: Wells Fargo
Location: San Francisco
Posted on: June 15, 2019

Job Description:

Job Description
At Wells Fargo, we want to satisfy our customers financial needs and help them succeed financially. We re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you ll feel valued and inspired to contribute your unique skills and experience. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk.The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company. Job Title: Compliance Consultant 4 Regulatory Relations Confidential Supervisory Information Guidance, Training and Oversight Consultant Wells Fargo Regulatory RelationsWells Fargo Regulatory Relations ( WFRR ) oversees regulatory relations for Wells Fargo. It ensures an organized and cohesive approach to interacting with regulators and leads the company s efforts to have a sustained and proactive dialogue on risk management to address regulatory expectations. It is responsible for developing and implementing the overall strategy for regulatory engagement, ensuring transparency and consistency of communications, providing oversight and guidance on the quality of regulatory responses, and ensuring adherence to enterprise-wide requirements. The RoleThe Wells Fargo Regulatory Relations Administration, Planning, and Logistics team enables the WFRR function to run effectively and efficiently, with consistent and transparent internal processes. This broadly includes strategic planning, initiative management, change management, logistics and administration, business systems support, confidential supervisory information ( CSI ) and regulatory program management. Specific duties include (but are not limited to):

  • Maintaining the enterprise CSI training program
  • Maintaining the \"safeguarding confidential supervisory information\" procedures
  • Monitoring adherence to the procedures
  • Coordinating with internal stakeholders on CSI sharing authorizations and notifications
  • Creating and maintaining effective working relationships with internal stakeholders, such as the Group Regulatory Relations teams, Wells Fargo Legal, and Strategic Sourcing
  • Reporting on aggregate insights and themes
  • Evaluating and suggesting CSI process enhancements
  • Supporting other projects or initiatives as needed
  • Providing guidance to junior team members Preferred Locations: 301 S College, Charlotte, NC; 420 Montgomery St, San Fran, CA; 150 42nd St, New York City, NY

    Required Qualifications
    • 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both

      Desired Qualifications
      • Advanced Microsoft Office skills
      • Excellent verbal, written, and interpersonal communication skills
      • Strong analytical skills with high attention to detail and accuracy
      • Ability to interact with all levels of an organization

        Other Desired Qualifications
        • Ability to address difficult issues, anticipate emerging issues, and take action to facilitate a resolution
        • Ability to read, analyze, and interpret regulator documentation
        • Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic, fast-paced environment with competing priorities
        • Ability to articulate complex concepts or regulatory requirements in a clear manner
        • Familiarity with the Wells Fargo Regulatory Relations Policy and Safeguarding Confidential Supervisory Information Procedures
        • Previous experience interacting with regulators
        • Previous experience participating in or leading enterprise-wide initiatives
        • Advanced SharePoint experience



          Disclaimer

          All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

          Relevant military experience is considered for veterans and transitioning service men and women.
          Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.
          Associated topics: attorney, business, compliance department, compliance office, corporate attorney, court, courtroom, lawyer, llp, market

Keywords: Wells Fargo, San Francisco , Compliance Consultant 4, Other , San Francisco, California

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Other Jobs


Email Marketing Specialist - (We will train you!)
Description: At Mommy Jobs Online our qualified recruiters will enjoy the freedom and profitability of independent recruiting 1099 while benefiting from the tools, branding and support of a national recruiting work (more...)
Company: Mommy Jobs Online
Location: Manteca
Posted on: 06/20/2019

Real Estate Professional (Independent Contractor)
Description: Real Estate Professional Independent Contractor Job DescriptionA Real Estate Professional Independent Contractor assists clients with the purchase and sale of property. When putting a home on the (more...)
Company: PMZ Real Estate
Location: Manteca
Posted on: 06/20/2019

Local CDL A Fuel Delivery Drivers - Home Daily - HAZMAT! - Gilroy
Description: Fuel Delivery Services has immediate openings for a Local--Class A Fuel Transport Driver.--Driver MUST-- have--Valid Class A CDL,--Tanker and HAZMAT endorsements --Position Based Out Of:--Stockton, (more...)
Company: Fuel Delivery Services
Location: Gilroy
Posted on: 06/20/2019


Accounts Receivable Clerk
Description: We are innovators who make purpose-built gear for live's most demanding missions. br br Our ethos defines our culture- Trusted, Responsive, Accountable and Committed. br br 5.11 Tactical is (more...)
Company: 5.11 Tactical
Location: Manteca
Posted on: 06/20/2019

Manteca, CA: School-based Speech Language Pathologist
Description: Sunbelt Staffing is actively searching for a School-based Speech Language Pathologist in the Manteca, CA area. This SLP job is full-time, 35 hours
Company: Sunbelt Staffing
Location: Manteca
Posted on: 06/20/2019

Hospice Registered Nurse RN
Description: Sojourn Hospice and Palliative Care is seeking Hospice Registered Nurses RNs --Job Location: Stanislaus County, CA Must have a License in California --WHO WE AREAre you passionate about hospice care (more...)
Company: Sojourn Hospice and Palliative Care
Location: Ceres
Posted on: 06/20/2019

Resident Advisor
Description: Resident Advisor OVERALL SUMMARY: The Resident Advisor RA provides supplemental support to our instructor team by being present for clients in a residential dormitory setting during off-peak hours of (more...)
Company: Guide Dogs for the Blind
Location: San Rafael
Posted on: 06/20/2019

Dedicated CDL-A Truck Drivers and Yard Hostlers - $2500 Sign On [172] - Manteca
Description: Hub Group Dedicated--is in high demand for CDL-A drivers in the Tracy, CA area This is a local position which means you'll have great home time. Also, as a new driver you will receive a sign
Company: Hub Group Trucking
Location: Manteca
Posted on: 06/20/2019

Software Engineer
Description: Let companies apply to you, not the other way around. Sign up with Hired to get access to thousands of companies currently hiring software engineers.Want to work for a company you love Are you a Software (more...)
Company: HIRED
Location: Manteca
Posted on: 06/20/2019

Local CDL A Tanker Drivers - Home Daily - HAZMAT! - Manteca
Description: Fuel Delivery Services has immediate openings for a Local--Class A Fuel Transport Driver.--Driver MUST have Valid Class A CDL, Tanker and HAZMAT endorsements Position Based Out Of: Stockton, CA, Sacramento, (more...)
Company: Fuel Delivery Services
Location: Manteca
Posted on: 06/20/2019

Log In or Create An Account

Get the latest California jobs by following @recnetCA on Twitter!

San Francisco RSS job feeds