OCIE Attorney - San Francisco, CA
Company: The San Mateo County Bar Association
Location: San Francisco
Posted on: November 20, 2023
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Job Description:
The San Francisco Regional Office of the U.S. Securities &
Exchange Commission has openings for attorney positions within the
Office of Compliance Inspections and Examinations (OCIE) staff.
Candidates should have at least 1 year post J.D. experience as a
practicing attorney or possess a L.L.M., the ability to perform
compliance examinations of investment advisers, investment
companies and private funds, and the ability to communicate
effectively in writing and orally. Duties of an OCIE attorney
include participating in planning and conducting securities
compliance examinations, developing reports of findings, and
providing recommendations for examinations; and conducting
research, review and analysis of a variety of documents related to
investment adviser, private fund, and mutual fund examinations, and
developing recommendations to resolve problems or issues
encountered. Salary range is $102,691 to $168,892 DOE. Application
deadline is April 10, 2020. Mail resume to: Elena Ro, US SEC, 44
Montgomery Street, Suite 2800, San Francisco, CA 94104. The SEC is
an Equal Opportunity Employer and actively seeks a diverse
workforce.
Morgan Lewis Palo Alto - 1400 Page Mill Road Asian American Bar
Association of the Greater Bay Area
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Keywords: The San Mateo County Bar Association, San Francisco , OCIE Attorney - San Francisco, CA, Legal , San Francisco, California
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