SanFranRecruiter
the smart solution for San Francisco jobs

Senior Lead Auditor - Regulatory Reporting - Finance and Corporate Activities

Company: Wells Fargo
Location: San Francisco
Posted on: October 12, 2018

Job Description:

At Wells Fargo, we want to satisfy our customers? financial needs and help them succeed financially. We?re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you?ll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.*Audit Services* conducts audits and reports the results of our work to the Audit & Examinations Committee of the Board of Directors. We provide independent, objective assurance and consulting services delivered through a highly competent and diverse team. As a business partner, Audit helps the Company accomplish its objectives by bringing a systematic disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes.The Finance & Corporate Activities (FCA) audit team has an opening for a Senior Lead Auditor with business line risk management and/or audit experience in Regulatory Reporting (e.g. FR Y9-C, FFIEC 031/041, FFIEC 009, etc.). Experience in other Corporate and Accounting/Finance related businesses/activities (e.g. SEC Reporting) is also helpful.Specific Responsibilities:* Utilize technical understanding of banking Regulatory Reporting processes and controls to provide input, leadership, and influence over our audit coverage over Regulatory Reporting compliance including reports such as the FR Y-9C, call reports, FFIEC 009 etc.* Maintain current knowledge of Regulatory Reporting, specifically developments and key emerging risks within the financial services/banking industry.* Lead execution of the audit process primarily as auditor in-charge and may participate in audit testing to provide subject matter knowledge and skills.* Identify and assess key risks and controls and develop effective test plans for engagements as assigned with limited guidance.* Exhibit appropriate judgment regarding issue notification, prepares draft findings to line of business management, and draft final audit reports for review by the Engagement Supervisor and Senior Audit Manager.* Demonstrate depth and breadth of knowledge of business lines including operational, financial, regulatory, and technology impact.* Utilize knowledge that expands across multiple businesses and in subject matter areas.* Lead projects ranging in size and complexity based upon level of experience.* Evaluate and provide appropriate solutions for problems.* Demonstrate professional skepticism.* Present audit results in an objective and unbiased manner.* Write opinions reflecting relevant facts that lead to logical conclusions.* Escalate significant risk exposures to appropriate levels of management.Required Qualifications:* 4+ years of experience in one or a combination of the following: audit, control testing, control and risk identification, or audit analysisDesired Qualifications:* Audit experience at a financial institution or accounting firm* A BS/BA degree or higher* Ability to obtain or currently hold one or more of the following certifications: CIA, CISA, CPA, CAMS, or CRCM* Solid knowledge and understanding of audit methodologies and processes* Knowledge and understanding of regulatory reporting: Federal Reserve, OCC, and SEC* Excellent verbal, written, and interpersonal communication skills* Strong organizational, multi-tasking, and prioritizing skills* Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important* Ability to execute in a fast paced, high demand, environment while balancing multiple priorities* Solid problem solving skills* Good analytical skills with high attention to detail and accuracy* Ability to travel up to 10% of the timeJob Expectations:* Ability to travel up to 10% of the timeHow to Express Interest in This Job: Wells Fargo invites you to apply for this job at https://employment.wellsfargo.com/psc/PSEA/APPLICANT_NW/HRMS/c/HRS_HRAM_FL.HRS_CG_SEARCH_FL.GBL?Page=HRS_APP_JBPST_FL&FOCUS=Applicant&SiteId=1&JobOpeningId=5433476&PostingSeq=1.All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.Relevant military experience is considered for veterans and transitioning service men and women.Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.Relevant military experience is considered for veterans and transitioning service men and women.Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo, San Francisco , Senior Lead Auditor - Regulatory Reporting - Finance and Corporate Activities, Accounting, Auditing , San Francisco, California

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Accounting, Auditing Jobs


Be Your Own Boss - Earn $3,600 your first month, guaranteed!
Description: Learn more about driving for Lyft by visiting our website via the apply now button Lyft's drivers also have past professional backgrounds from industries including Accounting and Finance and have x2F (more...)
Company: Lyft
Location: Campbell
Posted on: 10/18/2018

Apply to Drive With Lyft Today - Earn $3,600 your first month, guaranteed!
Description: Learn more about driving for Lyft by visiting our website via the apply now button Quite a few Lyft drivers have on-the-job experience from companies such as Jackson Hewitt Tax Service, The Job Window, (more...)
Company: Lyft
Location: Stanford
Posted on: 10/18/2018

Be Your Own Boss - Earn $3,600 your first month, guaranteed!
Description: Learn more about driving for Lyft by visiting our website via the apply now button Quite a few Lyft drivers have on-the-job experience from companies such as The Job Window, PWC, and The UPS Store in (more...)
Company: Lyft
Location: Palo Alto
Posted on: 10/18/2018


Personal Financial Advisor
Description: We believe as a Relationship Manager, you will be facilitating relationships with Fidelity's most valuable and lucrative clients. Through your honesty and integrity, we know you will inspire client dedication (more...)
Company: Fidelity Investments
Location: Dublin
Posted on: 10/18/2018

Earn cash this fall. Deliver with Uber! - Rancho Cordova
Description: Delivering with Uber is an easy way to earn money in your spare time. You sign up, deliver whenever it works for you, and get paid every week.Why deliver with Uber ul li Flexibility: br With Uber, (more...)
Company: Uber Eats
Location: Rancho Cordova
Posted on: 10/18/2018

Become a Lyft Driver - Earn $3,600 your first month, guaranteed!
Description: Learn more about driving for Lyft by visiting our website via the apply now button Lyft's drivers also have past professional backgrounds from industries including Accounting and Finance and have x2F (more...)
Company: Lyft
Location: Fairfield
Posted on: 10/18/2018

Lyft - Get Paid Same Day - Earn $3,600 your first month, guaranteed!
Description: Learn more about driving for Lyft by visiting our website via the apply now button There are some Lyft drivers who have worked for great American companies such as Hard Rock Rocksino, Liberty Tax Service, (more...)
Company: Lyft
Location: Pleasanton
Posted on: 10/18/2018

Become a Lyft Driver - Earn $3,600 your first month, guaranteed!
Description: Learn more about driving for Lyft by visiting our website via the apply now button Quite a few Lyft drivers have on-the-job experience from companies such as Jackson Hewitt Tax Service, The Job Window, (more...)
Company: Lyft
Location: Orinda
Posted on: 10/18/2018

Lyft - Drive More. Earn More - Earn $3,600 your first month, guaranteed!
Description: Learn more about driving for Lyft by visiting our website via the apply now button Lyft's drivers also have past professional backgrounds from industries including Accounting and Finance and have x2F (more...)
Company: Lyft
Location: San Pablo
Posted on: 10/18/2018

Tax Preparer (Experienced)
Description: TAX PREPARER - PUBLIC ACCOUNTING Are you an experienced tax professional who is interested in working with a great set of clients The Tax Preparer position is responsible for the accurate completion (more...)
Company: Shea Labagh Dobberstein
Location: San Francisco
Posted on: 10/18/2018

Log In or Create An Account

Get the latest California jobs by following @recnetCA on Twitter!

San Francisco RSS job feeds